-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kvr+o/9dvVKj0x2Te2KEWOCzcgzm4SerwokEQCs8nsnOg2oWLy0V3vuTM+Ch7z6Y +ww1fOUeqidRMMEo2k1SKg== 0000891092-07-000527.txt : 20070214 0000891092-07-000527.hdr.sgml : 20070214 20070214172048 ACCESSION NUMBER: 0000891092-07-000527 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KU TZU SHENG CENTRAL INDEX KEY: 0001008159 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (661) 257-6060 MAIL ADDRESS: STREET 1: C/O TAITRON COMPONENTS STREET 2: 28040 W HARRISON PKWY CITY: VALENCIA STATE: CA ZIP: 91355 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TAITRON COMPONENTS INC CENTRAL INDEX KEY: 0000942126 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 954249240 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52891 FILM NUMBER: 07622746 BUSINESS ADDRESS: STREET 1: 28040 WEST HARRISON PARKWAY CITY: VALENCIA STATE: CA ZIP: 91355 BUSINESS PHONE: (661) 257-6060 MAIL ADDRESS: STREET 1: 28040 WEST HARRISON PARKWAY CITY: VALENCIA STATE: CA ZIP: 91355 SC 13G/A 1 e26338sc13ga.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 10)* TAITRON COMPONENTS INCORPORATED - -------------------------------------------------------------------------------- (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $.001 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 874028103 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2006 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 874028103 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Tzu Sheng Ku - ----------------------------------- ------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| - ----------------------------------- ------------------------------------------- 3. SEC Use Only - ----------------------------------- ------------------------------------------- 4. Citizenship or Place of Organization Paraguay - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 920,739 ** SHARES ------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY EACH ------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 920,739 ** WITH ------------------------------------------- 8. Shared Dispositive Power - ----------------------------------- ------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 920,739 ** - ----------------------------------- ------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |_| - ----------------------------------- ------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 19.52% - ----------------------------------- ------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- ** Of the 920,739 shares of Class A Common Stock reported herein as being beneficially owned by Tzu Sheng Ku, 81,962 shares are owned by Mr. Ku's spouse, 11,044 are owned by 401(k) trust, 133,635 shares are owned by Mr. Ku's three minor children and includes 40,833 shares of Class A Common Stock underlying options that are, or will within 60 days of the date hereof be, exercisable. Item 1. (a) Name of Issuer: Taitron Components Incorporated (b) Address of Issuer's Principal Executive Offices: 28040 West Harrison Parkway Valencia, California 91355 Item 2. (a) Name of Person Filing: Tzu Sheng Ku (b) Address of Principal Business Office or, if none, Residence: Principal Business Office: Calle Rubio NU No. 176 Cuidad Del Este, Paraguay (c) Citizenship: Paraguay (d) Title of Class of Securities: Class A Common Stock, par value $0.001 per share (e) CUSIP Number: 874028103 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss.240.13d-1(b)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c) (14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 920,739 ** (b) Percent of class: 19.52% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 920,739 ** (ii) Shared power to vote or to direct the vote: 920,739 ** (iii) Sole power to dispose or to direct the disposition of: 920,739** (iv) Shared power to dispose or to direct the disposition of: 920,739 ** Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable ** Of the 920,739 shares of Class A Common Stock reported herein as being beneficially owned by Tzu Sheng Ku, 81,962 shares are owned by Mr. Ku's spouse, 11,044 are owned by 401(k) trust, 133,635 shares are owned by Mr. Ku's three minor children and includes 40,833 shares of Class A Common Stock underlying options that are, or will within 60 days of the date hereof be, exercisable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2007 ------------------------------------- (Date) /s/ Tzu Sheng Ku ------------------------------------- (Signature) Tzu Sheng Ku / Chairman ------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----